Regional Audit Director Trading, Treasury & WMMisión: Responsible for the ongoing assessment of the safety and soundness of the business processes, policies, and procedures within the bank's Trading, Treasury, and Wealth Management (WM) portfolios in Peru, Colombia, Brazil, and Uruguay, including key performance indicators, changes, provisions, etc.¿Qué esperamos de ti?Formación:Professional economist/accounting or similar risk-based designation. MBA or similar studies are desired.Experiência Laboral:Working knowledge of banking and the financial services industry with at least 7 years of experience.Thorough knowledge of regulatory requirements within areas/geographies of scope.Working knowledge of accounting standards, practices, and techniques.Working knowledge of the operations and regulatory environments of each of the designated audit units.Conocimientos Específicos:Highly skilled at analysis and problem solving, including being able to develop constructive and practical solutions on a timely basis.Highly developed interpersonal and communication skills (verbal and written) to work with staff and management at various levels.Fluency in English and Spanish / Other (as applicable).¿A qué retos te enfrentarás?Become familiar at a detailed level with the policies & guidelines of Trading, Treasury, and WM, and with the local policies of each country under his/her scope.Become familiar at a detailed level with the full range of Trading, Treasury, and WM products offered in each country under his/her scope in which the Bank has such a business.Develop a clear conception of the inherent credit, market, operational, model, product, fraud, technology, and other risks inherent in each of the portfolios.Become familiar with the local regulations, especially with the market risk (methodologies & models) and counter-party credit risk, and how such information is aggregated for financial reporting purposes.Work with country audit teams and Head Office to define audit universes in each of the subsidiaries. Each country's audit universe needs to be consistent with those in the rest of the bank but also accommodate differences that may exist between countries.Work with country/regional audit teams to risk assess the audit universes consistently across the region.Identify strategic changes planned/undertaken by the auditees that will affect the audit plan.Develop an audit strategy that ensures that all key risks are audited in each country according to the risk assessment and according to the regulatory requirements of each country.Coordinate similar audits to be planned to be executed simultaneously.Develop standardized audit project outlines and detailed audit programs for the audits to be performed.For newly acquired banks, these APOs and DAPs need to be developed based on fundamental risk assessment and management principles.Monitor the status of Annual Audit Plans for completion to ensure deliverables are met.Provide training, coaching, and guidance to regional audit teams to ensure that auditors have the correct level of expertise to be able to execute Trading, Treasury, and WM audits at a level consistent with global audit standards.Provide input to local audit management for the development of staff; impart specialized skills and/or knowledge to other audit officers through peer discussions and cooperation on cross-functional audits, coaching, and performance management.Create an environment of continuous improvement by sharing best practices.In conjunction with local audit management, direct the planning of audits for diverse units by ensuring scope and extent of work is reasonable, procedures are efficient, appropriate resources are assigned, and risks understood.Take responsibility for the planning, execution, and quality of the annual Trading, Treasury, and WM audit plan, in conjunction with the local Chief Auditors and in order to satisfy the requirements of the local regulators.Ensure an integrated audit approach is applied, including secondment of staff from other business lines to assist in the audit project and from Head Office teams.Ensure department standards are followed in the execution of assignments including the appropriate nature and extent of audit coverage.Supervise staff in the audit and execution of projects through on-site reviews and/or remote monitoring; determine the effectiveness and reliability of internal control in relation to defined requirements; opine on the efficiency and effectiveness of key processes.Ensure that regional audit teams identify internal control weaknesses, appropriately quantify errors, properly define, document, and report problems, and ensure that issues are clearly understood by management owners and that corrective action will be taken.Prepare consolidated reports for audits covering more than one individual country.Maintain effective internal communication through the ongoing sharing and acquiring of information.
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