Regional Audit Director Trading, Treasury and WMResponsible for the ongoing assessment of the safety and soundness of the business processes, policies and procedures within the banks Trading, Treasury and Wealth Management (WM) portfolios in Peru, Colombia, Brazil and Uruguay, including key performance indicators, changes, provisions, etc.What we expect from you:Working knowledge of banking and the financial services industry with at least 7 years of experience.Thorough knowledge of regulatory requirements within areas/geographies of scope.Working knowledge of accounting standards, practices and techniques.Working knowledge of the operations and regulatory environments of each of designated audit units.Highly skilled at analysis and problem solving, including being able to develop constructive and practical solutions on a timely basis.Highly developed interpersonal and communication skills (verbal and written) to work with staff and management at various levels.Fluency in English and Spanish / Other (as applicable).Become familiar at a detailed level with the policies and guidelines of Trading, Treasury and WM, and with the local policies of each country under his/her scope.Become familiar at a detailed level with the full range of Trading, Treasury and WM products offered in each country under his/her scope in which the Bank has such a business.Develop clear conception of the inherent credit, market, operational, model, product, fraud, technology, and other risks inherent in each of the portfolios.Become familiar with the local regulations, especially with the market risk (methodologies and models) and counterparty credit risk, and how such information is aggregated for financial reporting purposes.Work with country audit teams and Head Office to define audit universes in each of the subsidiaries.Identify strategic changes planned/undertaken by the auditees that will affect the audit plan.Develop an audit strategy that ensures that all key risks are audited in each country according to the risk assessment and regulatory requirements of each country.Coordinate similar audits to be planned to be executed simultaneously.Monitor status of Annual Audit Plans for completion to ensure deliverables are met.Provide training, coaching, and guidance to regional audit teams to ensure that auditors have the correct level of expertise to execute Trading, Treasury and WM audits at a level consistent with global audit standards.Create an environment of continuous improvement by sharing best practices.Take responsibility for the planning, execution and quality of the annual Trading, Treasury and WM audit plan, in conjunction with the local Chief Auditors and to satisfy the requirements of the local regulators.Ensure department standards are followed in execution of assignments including the appropriate nature and extent of audit coverage.
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